Whether you are registering with the SEC or with individual state regulators, our team will work one-on-one with you to understand how you intend to operate your new RIA firm from the day you become registered. We provide you with all the necessary advisory documents to hit the ground running on the day you become registered.

We offer proven expertise to meet all needs in the fields of Regulatory Compliance and Financial Services licensing. Money managers, increasingly common in the Forex industry give a personalized service with a fee-based management, as opposed to transaction-based management, and as such it is becoming more and more popular for investors.

MiFID EU Investment Firms and Financial Services Regulations including

• The UK Financial Conduct Authority (FCA Formerly FSA)
• The Cyprus Securities and Exchange Commission (CySEC) and Central Bank
• The Malta Financial Services Authority (MFSA)