Financial Services Regulatory
FBLFA's Financial Services Regulatory practice monitors and advises financial institutions of all sizes as well as national and international companies that offer financial products.
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Message Alert!
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Message Alert!
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FBLFA monitors and advises on all aspects of financing, across borders, sectors and financial products.
We advise clients on a wide-range of issues, such as regulatory issues affecting the viability of the institution; permissibility of activities and investments; anti-money laundering compliance.
Full-service law firm with industry-leading practices in financial services, including the area of regulation & compliance.
We are the independent regulator for legal services providers. We work to maintain and improve standards in legal services and ensure value for money in the interest of clients.
We are the first point of contact for complaints about barristers and solicitors, including solicitors' firms. We will be fair when we consider any complaint. Our complaints service is free.
FBLFA's Financial Services Regulatory practice monitors and advises financial institutions of all sizes as well as national and international companies that offer financial products.
Forex, Blockchain And Legal Firm Regulation Agency (FBLFA), we are a Market-leading team assisting high-profile hedge and private equity fund clients in compliance with regulations. Experienced in matters involving the SEC, CFTC and National Futures Association. With a client base of more than 300 financial services firms, including investment banks, commercial banks, hedge funds, forex and stocks brokers, private equity funds, mutual funds, closed-end funds, business development companies and employee benefit plans, we have an in-depth knowledge of industry terms and practices and a breadth of experience that few other firms can equal.
FBLFA’s Financial Regulatory and Compliance Group brings together attorneys from offices and practices worldwide to assist financial services firms of all types and sizes, as well as their holding companies, and investors and vendors to those firms.
We provide guidance on national and global regulatory, legislative, litigation, supervisory, licensing, compliance, corporate, and governance matters.
As the world changes around us, two things keep us grounded: our values and our mission. In an unprecedented time of volatility, we remain as committed as ever to protecting investors and maintaining market integrity. Though we may be working in new ways, and with new challenges, our dedication to achieving our mission has not changed.
We act without bias, are balanced in the use of our powers, and deliver on our commitments.
We actively seek out and encourage diverse points of view, to produce well-founded decisions.
We are open to challenge and we maintain high standards of quality and professionalism in all that we do.